On November 22, 2019, the First Circuit Court of Appeals held in Sun Capital Partners III, LP, et al. v. New England Teamsters & Trucking Industry Pension Fund, that two private equity funds, Sun Capital Partners III, LP and Sun Capital Partners IV, LP were not liable for approximately $4.5 million in multiemployer pension
Robert J. Raymond
ACTION REQUIRED: How to Update Employee Confidentiality Provisions in Light of Recent SEC Enforcement Action
By Robert J. Raymond & Leah LaPorte Malone on
Posted in SEC Guidance
On April 1, the SEC announced its first enforcement action against a company for requiring employees to sign confidentiality agreements containing language that allegedly impeded whistleblowing activity in violation of Rule 21F-17, enacted under the Dodd-Frank Act.
Continue Reading ACTION REQUIRED: How to Update Employee Confidentiality Provisions in Light of Recent SEC Enforcement Action